Eager to advance and grow in the Financial Services Industry ‒ Opportunity to complete the Securities Industry Essentials (SIE) and FINRA General Securities Representative (Series 7) Exam and Uniform Securities State Law Exam (Series 66 [or Series 63/65]).

High school graduate. Post-secondary education, or comparable work experience preferred.

Solid technology skills (Microsoft Word, Excel and Outlook) and the desire to learn and leverage innovative technologies to optimize the client experience.

Proven ability to build client/customer relationships including excellent communication (written and verbal) and problem-solving skills.

Strong attention to detail and accuracy including the ability to accurately perform semi-advanced math.

Ability to successfully handle multiple demands and competing priorities in a deadline-oriented environment.

Provide extraordinarily professional and courteous client service managing client requests, account maintenance and effectively articulating certain requirements in a regulatory environment.

Review, maintain and process account documents and information as well as solve complex issues and assignments related to client accounts and transactions including suspicious activity.

Assist with crafting comprehensive financial plans for current and prospective clients.

Assist in developing and implementing periodic client mailings, communications and events.

Facilitate the transfer of client funds and/or securities and the issuance of checks upon request.

Seek to innovate and streamline processes.

Client Associate

Responsibilities

Qualification

Required

Preferred

Benefits

Company

Dadavidson

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