Product Compliance Advisory

Serve as a primary compliance advisor to Product, Engineering, Operations, Marketing, and other business teams throughout the product lifecycle, from initial design and launch through servicing.

Independently interpret applicable federal and state consumer financial protection requirements and translate them into practical product requirements, controls, and business guidance.

Review proposed products, features, customer journeys, disclosures, marketing materials, and operational processes to identify compliance risks and recommend workable solutions.

Assess the compliance implications of product and process changes, documenting advice, material risks, and matters requiring escalation.

Provide effective challenge to business decisions and control designs, working with stakeholders to resolve concerns and escalating material or unresolved risks.

Evaluate relevant regulatory developments and enforcement trends and advise business partners on necessary changes.

Compliance Testing & Monitoring

Develop and execute risk-based compliance testing and monitoring coverage, prioritizing products, processes, and controls based on regulatory obligations, customer impact, and emerging risks.

Lead reviews from scoping through completion, including defining objectives, developing test procedures, selecting samples, evaluating evidence, and documenting conclusions.

Assess whether controls are appropriately designed and operating effectively, including whether customer outcomes and business practices meet applicable requirements.

Produce clear, well-supported findings and reports that explain the regulatory concern, supporting evidence, customer impact, and recommended corrective action.

Consumer Compliance Lead - Product Advisory & Testing

Responsibilities

Qualification

Preferred

Benefits

Company

Nubank

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