Keyrock Compliance Officer / MLRO at Keyrock is responsible for ensuring compliance with laws and regulations in Switzerland and Liechtenstein. The role includes developing policies, conducting risk assessments, and overseeing AML obligations.
Responsibilities
Ensuring compliance with all relevant laws and regulations applicable to Switzerland and Liechtenstein by developing and implementing the policies and procedures ;
Conducting compliance risk assessments and elaborating an annual compliance plan;
Developing and implementing a plan of second-line controls and conducting the tests;
Assessing future business activities to identify potential compliance risks;
Ensuring the firm’s policies and procedures are being communicated effectively to all relevant employees;
Ensuring the compliance trainings are effective and up to date;
Keeping abreast with regulatory changes and maintaining the policies and procedures up to date;
Collaborate with internal departments such as Trading Operations, Finance, Risk management, IT & Security, etc... to integrate compliance requirements into business processes.
Being responsible for oversight of Keyrock CH and LI compliance with its AML obligations and acting as a focal point for the firm’s AML activity (MLRO).
Carrying out the duties of a MLRO as per the AML/CTF Framework
Representing Keyrock CH and LI in all matters of money laundering prevention internally and externally;
Serving as a subject matter expert on AML/CTF matters, providing guidance and support to the compliance team and other departments;
Qualification
Knowledge of AML/CTF regulations
Required
Experience as a Compliance Officer or MLRO
Knowledge of AML/CTF regulations
Ability to develop and implement compliance frameworks
Experience conducting compliance risk assessments and audits
Strong collaboration skills with internal departments
