You’ll work closely with the team, market venues, and market makers, handling real-time risk monitoring and operational troubleshooting. Your role will require consistent execution of firm policies and adherence to SEC and FINRA regulations. Success in this fast-paced, high-accountability environment requires sharp critical thinking, sound judgment, and the ability to collaborate effectively with internal and external stakeholders.

This is a second-shift position designed to support 24/5 global trading operations, offering flexible trading hours and shift schedules. The role is based in Chicago on a hybrid schedule, working from 11:00 AM to 7:00 PM CT.

Execute Written Supervisory Procedures (WSPs) to ensure compliance with SEC and FINRA regulations. (e.g., SEC 15c3-5 Market Access Rule & FINRA Rule 5310 Best Execution and Interpositioning)

Monitor equity trading systems, algorithmic controls, and alert frameworks for signs of disorderly trading

Escalate issues as needed across trading desks, support, business management, and second-line risk functions

Support trade operations across asset classes (equities, options, Fixed Income) globally

Conduct daily real-time monitoring of our proprietary order management systems and; escalate and coordinate responses to disruptions and provide solutions

Provide client-facing support for FIX connectivity, including session monitoring, root cause analysis, and post-mortems

Coordinate technical onboarding for institutional clients, including FIX config, OMS/EMS integrations, and production testing

Resolve trade discrepancies, manage post-trade allocations, and oversee operational risk events related to client order flow

Support projects tied to internal OMS migration, risk reduction, and trading platform modernization

Specialist, Execution Services

Responsibilities

Qualification

Required

Benefits

Company

Drivewealth

More roles at Drivewealth