Associate Vice President, Compliance

Los Angeles, CAfull timeOn SiteseniorH1B: no

Cimgroup Associate Vice President, Compliance to support and execute compliance programs for CIM's investment advisers. Lead compliance processes, coordinate initiatives, and provide regulatory guidance.

Responsibilities

Support and help execute the compliance program for CIM's registered and non-registered investment advisers
Lead key compliance processes
Coordinate cross-functional compliance initiatives
Provide practical guidance on regulatory and operational matters
Partner with stakeholders to identify compliance risks, strengthen controls, and enhance the firm's compliance program
Ensure adherence to applicable regulatory requirements

Company

Cimgroup

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Source: lever

Active within the past hour

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