Deposits Compliance Analyst

United States -Remotefull timeRemote

Apply on Employer Site

mid

$103k–$121k

H1B: no

Leadbank Deposits Compliance Analyst at Leadbank assists in delivering the Compliance Management System focusing on due diligence, monitoring, and review of fintech partner programs. The role involves collaboration with business lines and partners to ensure regulatory compliance.

Responsibilities

Work closely with the Deposits Compliance team, other business lines, and Fintech partners to ensure consideration and accurate implementation of controls and processes necessary to meet regulatory compliance requirements.
Maintain proficient knowledge of the elements related to the Bank’s Compliance Management System to enhance Lead’s CMS and those of the fintech partners included but not limited to policies and procedures, escalation and reporting, complaint handling and trend analysis, exam and audit management.
Review business unit and Fintech partner policies, procedures, and marketing materials for adherence to laws and regulations and recommend changes based on risks identified or changes in laws and regulations.
Monitor compliance related Partner controls and key risk indicators to identify weaknesses, research issues, and make recommendations for remediation where required.
Assist the business unit/Fintech partner in the development of action plans and corrective action associated with monitoring/review findings, as necessary.
Develop effective working relationships with department employees, other business units, and Fintech partners.
Supportive resource to the business units for questions related to consumer protection laws and regulations in relation to payments including but not limited to debit/prepaid card, checks, ACH, wires and instant payments.
Demonstrate the values of Lead Bank and set a personal example for team members to follow.
Perform other duties as assigned.

Qualification

Eager to learn and achieve proficiencyCuriousLove to collaborate to get to the best

Required

Minimum of 1-3 years’ banking experience
Have knowledge and experience with the elements of Compliance Management Systems (CMS), included but not limited to policies and procedures, escalation and reporting, complaint handling and trend analysis, exam and audit management.
Have an understanding of applicable federal and state laws, regulations and guidance, including, but not limited to UDAAP, FTC Guidelines, Reg E, Reg CC, Nacha Rules, Visa/Mastercard Rules, and other federal consumer protection legislation and regulations
Demonstrate exceptional communication skills, both writing and verbal
Ability to make judgements with exceptional speed, based on information provided
Ability to work and complete tasks independently, with minimal direct supervision
Eager to learn and achieve proficiency
Curious, have humility, open to learning and approach your work with a growth mindset
Thrive working in a fluid environment with high autonomy
Love to collaborate to get to the best, most efficient outcome
Embody the growth mindset and bring a self-driven and self-starter mentality to your work

Benefits

Dental
Vision
401(k)
PTO
Parental Leave
Wellness

Company

Leadbank

View company page

Source: ashby

Active within the past hour

Remote-friendly

More roles at Leadbank

Senior Security Analyst

New York, NY (Hybrid) · Remote

Product Leader

Kansas City, MO; New York, NY; San Francisco, CA; Sunnyvale, CA (Hybrid); United States -Remote

Risk Reporting & Innovation Manager

Kansas City, MO; New York, NY; San Francisco, CA; Sunnyvale, CA (Hybrid); United States -Remote

Teller

Lee's Summit, MO; Blue Springs, MO (On-Site)

Boost Your Interview Chances

Improve Resume Match Score

Free

Your Score

9.0

Strong Applicant

Optimize my Resume

Apply Faster with Autofill

Free

Save your profile once. LumiJobs pre-fills the employer's application form so you stop re-typing the same answers on every site.

Apply With Autofill

Or skip LumiJobs's tools and submit directly on the employer's career site.

Apply on Employer Site

Deposits Compliance Analyst at Leadbank · LumiJobs