Drweng Surveillance Analyst monitors and investigates trade and electronic communications surveillance alerts across global trading activities. The role includes analyzing large datasets, documenting findings, and supporting regulatory inquiries.
Responsibilities
Surveillance & Investigations
Monitor and review trade and electronic communications surveillance alerts across the firm's global trading activity, including but not limited to on-exchange and OTC markets across equities, fixed income, commodities, FX, futures, options, and digital assets.
Analyze large datasets to support investigations, thematic reviews, and surveillance enhancements.
Document investigation findings clearly and concisely, maintaining a robust audit trail to regulatory standards.
Escalate suspected breaches to senior compliance staff, and support market abuse related inquiries from Exchanges, Regulators, and internal stakeholders.
Alert Tuning & Surveillance Development
Contribute to the design, development, and testing of new surveillance scenarios and detection models in response to evolving trading strategies, new products, or regulatory guidance.
Draft and maintain Business Requirement Documents (BRDs) for new or modified surveillance products.
Perform user acceptance testing (UAT) for surveillance system enhancements, new alert configurations, and platform upgrades.
Analyze alert performance data and recommend calibration adjustments to improve detection quality
Qualification
Bachelor's degree in FinanceMinimum 1Working knowledge of Python & SQLAdvanced Microsoft Excel skillsCalifornia residents
Required
Bachelor's degree in Finance, Economics, and / or STEM field.
Minimum 1.5 years of experience in market abuse surveillance.
Working knowledge of Python & SQL
Advanced Microsoft Excel skills
Excellent written and verbal communication skills
Preferred
Working knowledge of one or more US or APAC trade compliance regimes (e.g., DCM Core Principles, Reg NMS, SEC/FINRA market manipulation rules, China Abnormal Trading Rules, Korea Unfair Trade Practices).
The annual base salary range for this position is $100,000 to $150,000 depending on the candidate’s experience, qualifications, and relevant skill set. The position is also eligible for an annual discretionary bonus. In addition, DRW offers a comprehensive suite of employee benefits including group medical, pharmacy, dental and vision insurance, 401k (with discretionary employer match), short and long-term disability, life and AD&D insurance, health savings accounts, and flexible spending accounts.
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California residents, please review the California Privacy Notice for information about certain legal rights at https://drw.com/california-privacy-notice.
