Responsibilities

We're looking for a senior plan compliance expert to own compliance testing and the annual Year-in-Review at Aboon. You’ll make sure every plan's testing, contribution calculations, and Year-in-Review results are accurate and timely.
Aboon operates as an AI Native Services (AINS) business, building agents that do plan servicing work with human supervision. You’ll work closely with our Applied AI team, in pods of engineers and SMEs, iterating and evaluating agents. You’ll oversee the agents and automations that drive our plan compliance engine and leverage a suite of internal tools and agents, including Claude/Claude Code. You'll also assess the early versions of our testing engine and compliance calculators and partner with our Plan Administrators on work that isn’t automated yet.
You’ll report to the Head of Applied Plan Services and work closely with Plan Services, Relationship Managers, Documents & Technical Services, and R&D. As an individual contributor, you’ll be tasked with creating a function that needs few people over the long term.
Own testing, contributions, and Year-in-Review. Own nondiscrimination testing, employer contribution calculations, and reconciliation of deposits against payroll and plan formulas. Own Year-in-Review results and action items for every plan, including corrections that bring plans back into line, such as refunds, true-ups, and amendments.
Run the compliance season. Oversee every plan's compliance review. Create the processes for exceptions and complete any work we can't automate yet. Coordinate with internal teams to meet clients' needs and deadlines.
Improve the client experience. Help our internal teams communicate complex data requests and Year-in-Review results to clients in clear, simple terms.
Define correct. Be the subject matter expert who sets our compliance standards: the requirements and steps each plan must satisfy to complete the annual cycle.
Evaluate our agents. Working with our Applied AI team, help develop answer keys, review traces, and label datasets that improve the accuracy of our agents.
Maintain and extend the calculators. Review and expand our compliance calculators. Stay current on new laws, regulations, and best practices so our systems stay correct.
Prototype automations. Build and test tools yourself and partner with R&D to promote them into our applications.
Shape the roadmap for your function. Write the pitches for product cycles and recommend build sequences, working within our product roadmap process.
Define tracking and documentation processes. Establish clear procedures for tracking progress, documenting decisions and handling manual overrides.

Director of Applied Plan Compliance at Aboon · LumiJobs

Director of Applied Plan Compliance

Responsibilities

Qualification

Required

Preferred

Benefits

Company

Aboon

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