RIA, Participant Education

Remotefull time

Remote

mid

H1B: no

Basic Capital Licensed advisor leading participant education and enrollment sessions for client retirement plans. Responsible for one-on-one participant meetings and supporting investment team activities.

Responsibilities

We are hiring a licensed advisor to lead participant education across our client plans. You will run enrollment and education sessions, meet one-on-one with participants, and work closely with our investment team.
Lead enrollment and education sessions for client employees
Meet one-on-one with participants on contributions, investments, rollovers, and distributions
Build and maintain participant education materials
Support the investment team on fund lineup and monitoring work

Qualification

Series 65CFP®High agencyHigh tastesFriction friendlyTenacityGrand ambition

Required

Series 65, or Series 66 with Series 7 (current, or obtained within 90 days of start)
3+ years in a client-facing role in retirement plans, wealth management, or financial planning
Working knowledge of 401(k) plan design and investments
Clear communicator with groups and one-on-one

Preferred

CFP®, CRPS, AIF, or CPFA
Prior experience as an Investment Adviser Representative
Familiarity with ERISA and equity compensation
High agency: You believe the world is malleable and want to shape it to your vision.
High tastes: You have strong opinions on what “good” looks like in your field. Craftsmanship matters.
Friction friendly: We debate pretty hard. Friction polishes the work. You challenge and expect to be challenged. Compromise leads to mediocrity.
Tenacity: Relentless work ethic in the face of adversity and rejection.
Grand ambition: We’re energized by people’s dreams, for the world and for themselves. Energize us.

Benefits

Vision
401(k)
Equity/RSU

Company

Basic Capital

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Source: ashby

Active within the past hour

Remote-friendly

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