Regulatory Exam Manager

New Yorkfull timeOn SiteseniorH1B: no

Janestreet Regulatory Exam Manager at Janestreet overseeing regulatory examination responses and serving as primary contact for regulators. Coordinate firm-wide efforts to ensure clear, accurate, and timely regulatory submissions.

Responsibilities

Interpret requests and establish scope, responsibilities, and timeline for examinations
Draft written submissions and prepare colleagues for examiner meetings
Review materials to identify areas for improvement or escalation
Maintain examination records and improve examination management processes

Qualification

Have 8+ years of relevant legalHave worked directly with the SECJD is a plus

Required

Have 8+ years of relevant legal, compliance, or regulatory experience in financial services, with deep substantive involvement in regulatory examinations
Have worked directly with the SEC, FINRA, and other regulators at a bank, broker-dealer, trading firm, or similarly regulated financial institution, or advised broker-dealer clients through regulatory examinations as outside counsel
An excellent writer who can turn complex information into precise, accessible responses
A polished communicator who can build productive relationships with regulators and handle challenging conversations
Knowledgeable about the US financial regulatory framework, with the good judgment to recognize when to seek guidance from a subject matter expert