ESI Associate Vice President, Suitability Review

Required

• 10+ years of industry experience in Suitability and Broker-Dealer Operations.
• Current/active FINRA Series 7, 24, and 53 required. Series 63,65/66 preferred.
• Minimum of 5 years in a leadership role, operational and/or customer service experience management preferred
• A high level of attention to detail and strong people skills
• Must be able to manage competing demands while being extremely adaptable and flexible
• Must have excellent professional presentation and interpersonal skills, and the ability to interact and engage all levels of management/leadership
• Must be able to pass a background check
• Leverage approved AI tools, where appropriate, to improve the efficiency, quality, and impact of their work.
• Stay curious and open to new AI-enabled ways of working.
• Exercise sound judgment by reviewing and validating AI-generated content.
• Maintain accountability for the accuracy, quality, fairness, and integrity of work products by adhering to National Life's AI guiding principles.
• Use AI responsibly and in accordance with company policies related to confidentiality, data privacy, security, compliance, retention, and intellectual property.